Form 8 (DD) - Barrick Gold Corporation
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CS ZUERICH5.157TLPERPUNICRDT B
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Merkur Bank KGaA
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FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) | Full name of discloser: | Barclays PLC. | |||
(b) | Owner or controller of interest and short | ||||
positions disclosed, if different from 1(a): | |||||
(c) | Name of offeror/offeree in relation to whose | Barrick Gold Corporation | |||
relevant securities this form relates: | |||||
(d) | Status of person making the disclosure: | CONNECTED TO THE OFFEREE | |||
(e) | Date position held/dealing undertaken: | 24 September 2018 | |||
(f) | In addition to the company in 1(c) above, is the discloser making | NO |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing
Class of relevant security: | Ordinary NPV | ||||||||||
Interests | Short Positions | ||||||||||
Number | (%) | Number | (%) | ||||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 1,016,332 | 0.09% | 0 | 0.00% | |||||||
(2) | Cash-settled derivatives: | ||||||||||
0 | 0.00% | 0 | 0.00% | ||||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 462,700 | 0.04% | 3,403,200 | 0.29% | |||||||
TOTAL: | 1,479,032 | 0.13% | 3,403,200 | 0.29% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: | |
Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
Ordinary NPV | Purchase | 56 | 11.0400 USD | ||||
Ordinary NPV | Purchase | 60 | 11.0500 USD | ||||
Ordinary NPV | Purchase | 200 | 11.0100 USD | ||||
Ordinary NPV | Purchase | 200 | 11.0600 USD | ||||
Ordinary NPV | Purchase | 300 | 11.1600 USD | ||||
Ordinary NPV | Purchase | 300 | 11.0966 USD | ||||
Ordinary NPV | Purchase | 400 | 11.1125 USD | ||||
Ordinary NPV | Purchase | 460 | 11.0869 USD | ||||
Ordinary NPV | Purchase | 900 | 11.0922 USD | ||||
Ordinary NPV | Purchase | 900 | 11.1200 USD | ||||
Ordinary NPV | Purchase | 1,100 | 11.0800 USD | ||||
Ordinary NPV | Purchase | 1,200 | 11.1562 USD | ||||
Ordinary NPV | Purchase | 1,700 | 11.0452 USD | ||||
Ordinary NPV | Purchase | 2,391 | 11.1583 USD | ||||
Ordinary NPV | Purchase | 3,400 | 11.1252 USD | ||||
Ordinary NPV | Purchase | 4,500 | 11.0831 USD | ||||
Ordinary NPV | Purchase | 4,800 | 11.0850 USD | ||||
Ordinary NPV | Purchase | 5,600 | 11.1533 USD | ||||
Ordinary NPV | Purchase | 6,200 | 11.1015 USD | ||||
Ordinary NPV | Purchase | 7,540 | 11.0900 USD | ||||
Ordinary NPV | Purchase | 7,900 | 11.1210 USD | ||||
Ordinary NPV | Purchase | 8,009 | 11.0870 USD | ||||
Ordinary NPV | Purchase | 9,090 | 11.1000 USD | ||||
Ordinary NPV | Purchase | 10,627 | 10.9938 USD | ||||
Ordinary NPV | Purchase | 10,845 | 11.1413 USD | ||||
Ordinary NPV | Purchase | 11,000 | 11.1586 USD | ||||
Ordinary NPV | Purchase | 11,848 | 11.1294 USD | ||||
Ordinary NPV | Purchase | 12,620 | 11.0167 USD | ||||
Ordinary NPV | Purchase | 12,800 | 11.1207 USD | ||||
Ordinary NPV | Purchase | 13,321 | 11.1029 USD | ||||
Ordinary NPV | Purchase | 17,500 | 11.1034 USD | ||||
Ordinary NPV | Purchase | 32,216 | 11.0198 USD | ||||
Ordinary NPV | Purchase | 33,045 | 11.1079 USD | ||||
Ordinary NPV | Purchase | 59,637 | 11.0997 USD | ||||
Ordinary NPV | Purchase | 71,483 | 11.0339 USD | ||||
Ordinary NPV | Purchase | 78,603 | 11.0983 USD | ||||
Ordinary NPV | Purchase | 84,176 | 11.0823 USD | ||||
Ordinary NPV | Purchase | 92,207 | 11.0867 USD | ||||
Ordinary NPV | Purchase | 169,384 | 10.9460 USD | ||||
Ordinary NPV | Purchase | 179,600 | 11.0853 USD | ||||
Ordinary NPV | Purchase | 256,500 | 11.1146 USD | ||||
Ordinary NPV | Purchase | 324,571 | 11.0634 USD | ||||
Ordinary NPV | Purchase | 356,171 | 11.1127 USD | ||||
Ordinary NPV | Purchase | 447,100 | 11.1062 USD | ||||
Ordinary NPV | Purchase | 702,400 | 11.1085 USD | ||||
Ordinary NPV | Sale | 56 | 11.0400 USD | ||||
Ordinary NPV | Sale | 100 | 11.0800 USD | ||||
Ordinary NPV | Sale | 100 | 11.1600 USD | ||||
Ordinary NPV | Sale | 200 | 11.0700 USD | ||||
Ordinary NPV | Sale | 460 | 11.0869 USD | ||||
Ordinary NPV | Sale | 460 | 11.0870 USD | ||||
Ordinary NPV | Sale | 516 | 11.0877 USD | ||||
Ordinary NPV | Sale | 900 | 10.9689 USD | ||||
Ordinary NPV | Sale | 1,300 | 11.0000 USD | ||||
Ordinary NPV | Sale | 1,412 | 11.0978 USD | ||||
Ordinary NPV | Sale | 1,629 | 11.0737 USD | ||||
Ordinary NPV | Sale | 1,734 | 11.0384 USD | ||||
Ordinary NPV | Sale | 1,800 | 11.0694 USD | ||||
Ordinary NPV | Sale | 2,577 | 11.0895 USD | ||||
Ordinary NPV | Sale | 3,071 | 11.0530 USD | ||||
Ordinary NPV | Sale | 3,100 | 11.0500 USD | ||||
Ordinary NPV | Sale | 3,600 | 11.0190 USD | ||||
Ordinary NPV | Sale | 3,900 | 11.1157 USD | ||||
Ordinary NPV | Sale | 4,300 | 11.0134 USD | ||||
Ordinary NPV | Sale | 4,600 | 10.8960 USD | ||||
Ordinary NPV | Sale | 4,782 | 10.9270 USD | ||||
Ordinary NPV | Sale | 5,600 | 11.0848 USD | ||||
Ordinary NPV | Sale | 5,784 | 10.9593 USD | ||||
Ordinary NPV | Sale | 7,540 | 11.0900 USD | ||||
Ordinary NPV | Sale | 8,300 | 11.1069 USD | ||||
Ordinary NPV | Sale | 8,570 | 11.0871 USD | ||||
Ordinary NPV | Sale | 9,625 | 11.0423 USD | ||||
Ordinary NPV | Sale | 10,362 | 11.0622 USD | ||||
Ordinary NPV | Sale | 10,423 | 11.1185 USD | ||||
Ordinary NPV | Sale | 11,500 | 11.0649 USD | ||||
Ordinary NPV | Sale | 13,077 | 11.0903 USD | ||||
Ordinary NPV | Sale | 15,946 | 11.1000 USD | ||||
Ordinary NPV | Sale | 24,300 | 11.0353 USD | ||||
Ordinary NPV | Sale | 28,034 | 11.1183 USD | ||||
Ordinary NPV | Sale | 31,632 | 11.0924 USD | ||||
Ordinary NPV | Sale | 33,045 | 11.1079 USD | ||||
Ordinary NPV | Sale | 35,000 | 11.1227 USD | ||||
Ordinary NPV | Sale | 38,124 | 11.1048 USD | ||||
Ordinary NPV | Sale | 45,900 | 11.0894 USD | ||||
Ordinary NPV | Sale | 62,211 | 11.1114 USD | ||||
Ordinary NPV | Sale | 148,500 | 11.1026 USD | ||||
Ordinary NPV | Sale | 166,078 | 11.0856 USD | ||||
Ordinary NPV | Sale | 243,058 | 11.1117 USD | ||||
Ordinary NPV | Sale | 323,300 | 11.1096 USD | ||||
Ordinary NPV | Sale | 364,092 | 11.0681 USD | ||||
Ordinary NPV | Sale | 399,292 | 11.1089 USD | ||||
Ordinary NPV | Sale | 419,740 | 11.0290 USD | ||||
Ordinary NPV | Sale | 550,000 | 11.1100 USD |
(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser
Class of relevant security | Purchases/ sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
of | description | purchasing, | of | price | date | money | |||||||||
relevant | selling, | securities | per unit | paid/ | |||||||||||
security | varying etc | to which | received | ||||||||||||
option | per unit | ||||||||||||||
relates | |||||||||||||||
Ordinary NPV | Call Options | Purchasing | 1,100 | 9 USD | American | 18 Jan 2019 | 2.2236 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 200 | 10 USD | American | 19 Oct 2018 | 1.1800 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 12,000 | 10 USD | American | 18 Jan 2019 | 1.4511 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 2,000 | 10 USD | American | 17 Jan 2020 | 2.2800 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 4,900 | 11 USD | American | 5 Oct 2018 | 0.2869 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 1,000 | 11 USD | American | 19 Oct 2018 | 0.4300 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 500 | 11 USD | American | 16 Nov 2018 | 0.6200 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 400 | 11 USD | American | 18 Jan 2019 | 0.8150 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 1,400 | 11 USD | American | 18 Apr 2019 | 1.1700 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 2,000 | 12 USD | American | 2 Nov 2018 | 0.1900 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 900 | 12 USD | American | 16 Nov 2018 | 0.2600 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 3,300 | 12 USD | American | 18 Jan 2019 | 0.4436 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 500 | 13 USD | American | 18 Apr 2019 | 0.5060 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 100 | 14 USD | American | 16 Nov 2018 | 0.0500 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 300 | 20 USD | American | 15 Jan 2021 | 0.6600 USD | ||||||||
Ordinary NPV | Call Options | Selling | 100 | 10 USD | American | 5 Oct 2018 | 1.2200 USD | ||||||||
Ordinary NPV | Call Options | Selling | 100 | 10 USD | American | 19 Oct 2018 | 1.2100 USD | ||||||||
Ordinary NPV | Call Options | Selling | 300 | 11 USD | American | 12 Oct 2018 | 0.3600 USD | ||||||||
Ordinary NPV | Call Options | Selling | 500 | 11 USD | American | 26 Oct 2018 | 0.5100 USD | ||||||||
Ordinary NPV | Call Options | Selling | 100 | 11 USD | American | 2 Nov 2018 | 0.5700 USD | ||||||||
Ordinary NPV | Call Options | Selling | 1,500 | 12 USD | American | 19 Oct 2018 | 0.1200 USD | ||||||||
Ordinary NPV | Put Options | Purchasing | 1,700 | 9 USD | American | 19 Oct 2018 | 0.1400 USD | ||||||||
Ordinary NPV | Put Options | Purchasing | 400 | 10 USD | American | 26 Oct 2018 | 0.0800 USD | ||||||||
Ordinary NPV | Put Options | Purchasing | 1,500 | 10 USD | American | 18 Apr 2019 | 0.4800 USD | ||||||||
Ordinary NPV | Put Options | Purchasing | 5,700 | 11 USD | American | 18 Apr 2019 | 0.9178 USD | ||||||||
Ordinary NPV | Put Options | Selling | 23,200 | 10 USD | American | 19 Oct 2018 | 0.0664 USD | ||||||||
Ordinary NPV | Put Options | Selling | 9,500 | 11 USD | American | 28 Sep 2018 | 0.1600 USD | ||||||||
Ordinary NPV | Put Options | Selling | 43,500 | 11 USD | American | 19 Oct 2018 | 0.3401 USD | ||||||||
Ordinary NPV | Put Options | Selling | 2,000 | 12 USD | American | 19 Oct 2018 | 1.0800 USD |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None |
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) | YES | ||
Supplemental Form 8 (SBL) | NO | ||
Date of disclosure: | 25 Sep 2018 | ||
Contact name: | Large Holdings Regulatory Operations | ||
Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Identity of the person whose positions/dealings | Barclays PLC. | ||
are being disclosed: | |||
Name of offeror/offeree in relation to whose | BARRICK GOLD CORP | ||
relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
of | description | purchasing, | of | price | date | ||||||||
relevant | selling, | securities | per unit | ||||||||||
security | varying etc | to which | |||||||||||
option | |||||||||||||
relates | |||||||||||||
Ordinary NPV | Call Options | Purchased | 100 | 6.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 100 | 8.0000 | American | 5 Oct 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 200 | 11.0000 | American | 12 Oct 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 300 | 20.0000 | American | 15 Jan 2021 | |||||||
Ordinary NPV | Call Options | Purchased | 500 | 13.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 900 | 13.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 1,100 | 14.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 1,300 | 10.0000 | American | 28 Sep 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 1,300 | 18.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 1,400 | 11.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 1,700 | 25.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 1,900 | 8.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Purchased | 1,900 | 10.0000 | American | 5 Oct 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 2,000 | 12.0000 | American | 2 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 4,900 | 11.0000 | American | 5 Oct 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 8,700 | 11.0000 | American | 28 Sep 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 12,400 | 10.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 14,100 | 10.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Purchased | 45,000 | 20.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 177,100 | 22.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -273,400 | 15.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -258,500 | 20.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -182,100 | 17.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -134,300 | 13.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -132,100 | 16.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -120,700 | 13.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Call Options | Written | -114,800 | 15.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -91,600 | 14.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -82,300 | 17.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -79,200 | 30.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -62,300 | 12.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -62,000 | 11.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -55,500 | 22.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -48,500 | 14.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Call Options | Written | -44,100 | 35.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -43,100 | 25.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -27,300 | 13.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -21,900 | 15.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Call Options | Written | -21,000 | 11.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Call Options | Written | -20,800 | 25.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -19,700 | 20.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -18,000 | 18.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -17,400 | 11.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Call Options | Written | -16,300 | 10.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Call Options | Written | -15,600 | 37.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -14,400 | 15.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Written | -13,300 | 27.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -12,500 | 16.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Call Options | Written | -10,500 | 19.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Call Options | Written | -10,100 | 12.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Call Options | Written | -9,900 | 17.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Call Options | Written | -6,000 | 27.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -5,900 | 22.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -5,300 | 19.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -4,800 | 9.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Call Options | Written | -4,800 | 14.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Call Options | Written | -4,700 | 24.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -3,900 | 12.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Call Options | Written | -3,000 | 21.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -2,700 | 12.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Written | -2,000 | 10.0000 | American | 12 Oct 2018 | |||||||
Ordinary NPV | Call Options | Written | -2,000 | 8.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -700 | 26.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -500 | 11.0000 | American | 26 Oct 2018 | |||||||
Ordinary NPV | Call Options | Written | -400 | 9.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Call Options | Written | -300 | 10.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Call Options | Written | -300 | 9.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -200 | 11.0000 | American | 2 Nov 2018 | |||||||
Ordinary NPV | Call Options | Written | -100 | 10.0000 | American | 2 Nov 2018 | |||||||
Ordinary NPV | Call Options | Written | -100 | 21.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -509,300 | 12.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -300,000 | 15.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -160,200 | 9.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -140,700 | 10.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Purchased | -74,600 | 10.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -53,400 | 9.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -29,000 | 13.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -13,600 | 8.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -10,000 | 13.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -8,900 | 11.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -5,900 | 11.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -4,600 | 13.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Purchased | -2,800 | 20.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Purchased | -1,900 | 8.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Purchased | -1,500 | 10.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -1,500 | 9.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -1,200 | 11.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -800 | 14.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -600 | 9.0000 | American | 28 Sep 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -500 | 10.0000 | American | 28 Sep 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -400 | 10.0000 | American | 26 Oct 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -300 | 13.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -300 | 10.0000 | American | 5 Oct 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -300 | 8.0000 | American | 15 Jan 2021 | |||||||
Ordinary NPV | Put Options | Written | 200 | 15.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Put Options | Written | 200 | 17.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Written | 200 | 10.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Put Options | Written | 400 | 22.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Written | 600 | 5.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Written | 600 | 8.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Put Options | Written | 700 | 16.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Written | 2,600 | 12.0000 | American | 28 Sep 2018 | |||||||
Ordinary NPV | Put Options | Written | 3,700 | 14.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Put Options | Written | 9,200 | 11.0000 | American | 28 Sep 2018 | |||||||
Ordinary NPV | Put Options | Written | 19,000 | 15.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Written | 19,200 | 15.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Written | 22,400 | 17.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Written | 22,900 | 10.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Put Options | Written | 30,600 | 11.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Put Options | Written | 53,300 | 12.0000 | American | 18 Jan 2019 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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