Form 8.3 - SIBANYE GOLD LIMITED
Merkur Bank KGaA
€14.50
16:30 19/04/24
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) | Full name of discloser: | Barclays PLC. | |||
(b) | Owner or controller of interest and short | ||||
positions disclosed, if different from 1(a): | |||||
(c) | Name of offeror/offeree in relation to whose | SIBANYE GOLD LIMITED | |||
relevant securities this form relates: | |||||
(d) | If an exempt fund manager connected with an | ||||
offeror/offeree, state this and specify identity of | |||||
offeror/offeree: | |||||
(e) | Date position held/dealing undertaken: | 20 February 2018 | |||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
disclosures in respect of any other party to the offer? | LONMIN PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: | Ordinary npv | ||||||||||
Interests | Short Positions | ||||||||||
Number | (%) | Number | (%) | ||||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 202,426 | 0.01% | 1,165,913 | 0.06% | |||||||
(2) | Cash-settled derivatives: | ||||||||||
206,600 | 0.01% | 67,876 | 0.00% | ||||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
(4) | |||||||||||
TOTAL: | 409,026 | 0.02% | 1,233,789 | 0.06% | |||||||
Class of relevant security: | Convertible Bond XS1689727920 | ||||||||||
Interests | Short Positions | ||||||||||
Number | (%) | Number | (%) | ||||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 400,000 | 0.09% | 0 | 0.00% | |||||||
(2) | Cash-settled derivatives: | ||||||||||
0 | 0.00% | 0 | 0.00% | ||||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
(4) | |||||||||||
TOTAL: | 400,000 | 0.09% | 0 | 0.00% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: | |
Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
ADR | Purchase | 100 | 4.5999 USD | ||||
ADR | Purchase | 100 | 4.6600 USD | ||||
ADR | Purchase | 300 | 4.5950 USD | ||||
ADR | Purchase | 300 | 4.6266 USD | ||||
ADR | Purchase | 400 | 4.5975 USD | ||||
ADR | Purchase | 600 | 4.6383 USD | ||||
ADR | Purchase | 1,000 | 4.6410 USD | ||||
ADR | Purchase | 1,100 | 4.6154 USD | ||||
ADR | Purchase | 2,200 | 4.6250 USD | ||||
ADR | Purchase | 2,600 | 4.6422 USD | ||||
ADR | Purchase | 3,200 | 4.6354 USD | ||||
ADR | Purchase | 3,799 | 4.6307 USD | ||||
ADR | Purchase | 4,600 | 4.6356 USD | ||||
ADR | Purchase | 6,200 | 4.6418 USD | ||||
ADR | Purchase | 7,500 | 4.6784 USD | ||||
ADR | Purchase | 10,000 | 4.6329 USD | ||||
ADR | Purchase | 10,800 | 4.6500 USD | ||||
ADR | Purchase | 25,833 | 4.6659 USD | ||||
ADR | Purchase | 49,000 | 4.5900 USD | ||||
ADR | Purchase | 70,770 | 4.6743 USD | ||||
ADR | Purchase | 74,730 | 4.6343 USD | ||||
ADR | Sale | 300 | 4.5950 USD | ||||
ADR | Sale | 400 | 4.5975 USD | ||||
ADR | Sale | 1,668 | 4.6300 USD | ||||
ADR | Sale | 2,493 | 4.6100 USD | ||||
ADR | Sale | 2,700 | 4.6387 USD | ||||
ADR | Sale | 3,500 | 4.6442 USD | ||||
ADR | Sale | 3,500 | 4.6345 USD | ||||
ADR | Sale | 4,000 | 4.6196 USD | ||||
ADR | Sale | 5,850 | 4.7072 USD | ||||
ADR | Sale | 6,100 | 4.6397 USD | ||||
ADR | Sale | 7,500 | 4.6137 USD | ||||
ADR | Sale | 10,800 | 4.6500 USD | ||||
ADR | Sale | 19,099 | 4.6312 USD | ||||
ADR | Sale | 24,412 | 4.6558 USD | ||||
ADR | Sale | 30,800 | 4.6123 USD | ||||
ADR | Sale | 50,300 | 4.5900 USD | ||||
ADR | Sale | 101,610 | 4.6741 USD | ||||
Ordinary npv | Sale | 320,000 | 13.9300 ZAR | ||||
Ordinary npv | Sale | 1,054,990 | 13.6018 ZAR | ||||
Convertible Bond XS1689727920 | Sale | 2,000,000 | 95.3621 USD |
(b) Cash-settled derivative transactions
Class of | Product | Nature of dealing | Number of | Price per | |||||
relevant | description | reference | unit | ||||||
security | securities | ||||||||
Ordinary npv | CFD | Long | 4,947 | 13.5870 ZAR | |||||
Ordinary npv | CFD | Long | 11,411 | 13.6617 ZAR | |||||
Ordinary npv | CFD | Long | 15,367 | 13.6045 ZAR | |||||
Ordinary npv | CFD | Long | 89,926 | 13.7145 ZAR | |||||
Ordinary npv | CFD | Long | 187,713 | 13.5937 ZAR | |||||
Ordinary npv | CFD | Long | 238,657 | 13.6152 ZAR | |||||
Ordinary npv | CFD | Long | 320,000 | 13.9286 ZAR | |||||
Ordinary npv | CFD | Long | 392,179 | 13.6456 ZAR | |||||
Ordinary npv | CFD | Long | 405,020 | 13.6607 ZAR | |||||
Ordinary npv | CFD | Short | 30,613 | 13.6337 ZAR | |||||
Ordinary npv | CFD | Short | 33,616 | 13.6020 ZAR | |||||
Ordinary npv | CFD | Short | 39,367 | 13.6001 ZAR | |||||
Ordinary npv | CFD | Short | 74,387 | 13.6394 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None |
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||
Date of disclosure: | 21 Feb 2018 | ||
Contact name: | Elise Tang | ||
Telephone number: | 0207 1163 001 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20180221005697/en/
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