Form 8.3 - SIBANYE GOLD LIMITED
Merkur Bank KGaA
€14.90
17:30 24/04/24
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) | Full name of discloser: | Barclays PLC. | |||
(b) | Owner or controller of interest and short | ||||
positions disclosed, if different from 1(a): | |||||
(c) | Name of offeror/offeree in relation to whose | SIBANYE GOLD LIMITED | |||
relevant securities this form relates: | |||||
(d) | If an exempt fund manager connected with an | ||||
offeror/offeree, state this and specify identity of | |||||
offeror/offeree: | |||||
(e) | Date position held/dealing undertaken: | 17 January 2018 | |||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
disclosures in respect of any other party to the offer? | LONMIN PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: | Ordinary npv | ||||||||||
Interests | Short Positions | ||||||||||
Number | (%) | Number | (%) | ||||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 191,608 | 0.01% | 556,412 | 0.19% | |||||||
(2) | Cash-settled derivatives: | ||||||||||
129,900 | 0.01% | 1,733,160 | 0.08% | ||||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
(4) | |||||||||||
TOTAL: | 321,508 | 0.02% | 2,289,572 | 0.27% | |||||||
Class of relevant security: | Convertible Bond XS1689727920 | ||||||||||
Interests | Short Positions | ||||||||||
Number | (%) | Number | (%) | ||||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 4,000,000 | 0.89% | 0 | 0.00% | |||||||
(2) | Cash-settled derivatives: | ||||||||||
0 | 0.00% | 0 | 0.00% | ||||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
(4) | |||||||||||
TOTAL: | 4,000,000 | 0.89% | 0 | 0.00% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: | |
Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
ADR | Purchase | 100 | 5.1400 USD | ||||
ADR | Purchase | 100 | 5.1300 USD | ||||
ADR | Purchase | 400 | 5.1650 USD | ||||
ADR | Purchase | 400 | 5.1175 USD | ||||
ADR | Purchase | 1,000 | 5.1460 USD | ||||
ADR | Purchase | 1,058 | 5.1672 USD | ||||
ADR | Purchase | 1,200 | 5.2100 USD | ||||
ADR | Purchase | 1,500 | 5.0991 USD | ||||
ADR | Purchase | 1,600 | 5.1668 USD | ||||
ADR | Purchase | 2,000 | 5.2045 USD | ||||
ADR | Purchase | 2,900 | 5.0982 USD | ||||
ADR | Purchase | 3,800 | 5.1665 USD | ||||
ADR | Purchase | 8,300 | 5.1972 USD | ||||
ADR | Purchase | 17,800 | 5.1657 USD | ||||
ADR | Purchase | 19,200 | 5.1643 USD | ||||
ADR | Purchase | 20,400 | 5.1659 USD | ||||
ADR | Purchase | 49,200 | 5.1678 USD | ||||
ADR | Purchase | 62,788 | 5.1771 USD | ||||
ADR | Purchase | 483,217 | 5.1707 USD | ||||
ADR | Sale | 100 | 5.1801 USD | ||||
ADR | Sale | 200 | 5.1650 USD | ||||
ADR | Sale | 300 | 5.1766 USD | ||||
ADR | Sale | 600 | 5.1600 USD | ||||
ADR | Sale | 600 | 5.1800 USD | ||||
ADR | Sale | 700 | 5.1921 USD | ||||
ADR | Sale | 800 | 5.1825 USD | ||||
ADR | Sale | 900 | 5.1400 USD | ||||
ADR | Sale | 1,000 | 5.1802 USD | ||||
ADR | Sale | 1,100 | 5.1081 USD | ||||
ADR | Sale | 1,100 | 5.1827 USD | ||||
ADR | Sale | 1,300 | 5.1815 USD | ||||
ADR | Sale | 1,300 | 5.1923 USD | ||||
ADR | Sale | 1,400 | 5.1617 USD | ||||
ADR | Sale | 1,500 | 5.1820 USD | ||||
ADR | Sale | 2,100 | 5.1821 USD | ||||
ADR | Sale | 2,400 | 5.1866 USD | ||||
ADR | Sale | 3,200 | 5.1687 USD | ||||
ADR | Sale | 3,900 | 5.1375 USD | ||||
ADR | Sale | 4,700 | 5.1768 USD | ||||
ADR | Sale | 5,800 | 5.1406 USD | ||||
ADR | Sale | 5,994 | 5.2000 USD | ||||
ADR | Sale | 6,400 | 5.1421 USD | ||||
ADR | Sale | 6,700 | 5.1875 USD | ||||
ADR | Sale | 7,800 | 5.1566 USD | ||||
ADR | Sale | 8,558 | 5.1288 USD | ||||
ADR | Sale | 11,500 | 5.1998 USD | ||||
ADR | Sale | 14,400 | 5.1605 USD | ||||
ADR | Sale | 14,861 | 5.1758 USD | ||||
ADR | Sale | 18,104 | 5.1839 USD | ||||
ADR | Sale | 19,390 | 5.1864 USD | ||||
ADR | Sale | 19,800 | 5.1086 USD | ||||
ADR | Sale | 30,400 | 5.1681 USD | ||||
ADR | Sale | 34,800 | 5.1708 USD | ||||
ADR | Sale | 99,632 | 5.1596 USD | ||||
ADR | Sale | 169,605 | 5.1822 USD | ||||
ADR | Sale | 169,719 | 5.1718 USD | ||||
ORD | Sale | 720,000 | 16.0200 ZAR | ||||
ORD | Sale | 1,288,794 | 15.7524 ZAR |
(b) Cash-settled derivative transactions
Class of | Product | Nature of dealing | Number of | Price per | |||||
relevant | description | reference | unit | ||||||
security | securities | ||||||||
Ordinary npv | CFD | Long | 19,978 | 15.9506 ZAR | |||||
Ordinary npv | CFD | Long | 28,775 | 15.6653 ZAR | |||||
Ordinary npv | CFD | Long | 48,745 | 16.1189 ZAR | |||||
Ordinary npv | CFD | Long | 720,000 | 16.0183 ZAR | |||||
Ordinary npv | CFD | Short | 4,497 | 16.1145 ZAR | |||||
Ordinary npv | CFD | Short | 44,783 | 15.8232 ZAR | |||||
Ordinary npv | CFD | Short | 592,635 | 15.7723 ZAR | |||||
Ordinary npv | CFD | Short | 1,525,409 | 15.7386 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None |
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||
Date of disclosure: | 18 Jan 2018 | ||
Contact name: | Jay Supaya | ||
Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20180118005898/en/
Copyright Business Wire 2018