Form 8.3 - ALLERGAN PLC
Merkur Bank KGaA
€14.60
20:24 18/04/24
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) | Full name of discloser: | Barclays PLC. | |||
(b) | Owner or controller of interest and short | ||||
positions disclosed, if different from 1(a): | |||||
(c) | Name of offeror/offeree in relation to whose | ALLERGAN PLC. | |||
relevant securities this form relates: | |||||
(d) | If an exempt fund manager connected with an | ||||
offeror/offeree, state this and specify identity of | |||||
offeror/offeree: | |||||
(e) | Date position held/dealing undertaken: | 19 April 2018 | |||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
disclosures in respect of any other party to the offer? | SHIRE PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: | USD 0.0001 ordinary | ||||||||||
Interests | Short Positions | ||||||||||
Number | (%) | Number | (%) | ||||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 794,420 | 0.23% | 314,868 | 0.09% | |||||||
(2) | Cash-settled derivatives: | ||||||||||
2,100 | 0.00% | 0 | 0.00% | ||||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 389,104 | 0.11% | 1,518,000 | 0.44% | |||||||
TOTAL: | 1,185,624 | 0.34% | 1,832,868 | 0.53% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: | |
Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
USD 0.0001 ordinary | Purchase | 2 | 152.8600 USD | ||||
USD 0.0001 ordinary | Purchase | 88 | 155.3700 USD | ||||
USD 0.0001 ordinary | Purchase | 100 | 159.1400 USD | ||||
USD 0.0001 ordinary | Purchase | 100 | 154.9200 USD | ||||
USD 0.0001 ordinary | Purchase | 200 | 162.1900 USD | ||||
USD 0.0001 ordinary | Purchase | 200 | 155.5200 USD | ||||
USD 0.0001 ordinary | Purchase | 200 | 159.9900 USD | ||||
USD 0.0001 ordinary | Purchase | 244 | 159.5743 USD | ||||
USD 0.0001 ordinary | Purchase | 300 | 155.5833 USD | ||||
USD 0.0001 ordinary | Purchase | 300 | 155.5633 USD | ||||
USD 0.0001 ordinary | Purchase | 325 | 153.7530 USD | ||||
USD 0.0001 ordinary | Purchase | 428 | 158.4051 USD | ||||
USD 0.0001 ordinary | Purchase | 500 | 159.0560 USD | ||||
USD 0.0001 ordinary | Purchase | 521 | 158.4804 USD | ||||
USD 0.0001 ordinary | Purchase | 600 | 158.2183 USD | ||||
USD 0.0001 ordinary | Purchase | 621 | 155.2732 USD | ||||
USD 0.0001 ordinary | Purchase | 674 | 158.3000 USD | ||||
USD 0.0001 ordinary | Purchase | 748 | 160.0788 USD | ||||
USD 0.0001 ordinary | Purchase | 750 | 156.3000 USD | ||||
USD 0.0001 ordinary | Purchase | 800 | 158.2900 USD | ||||
USD 0.0001 ordinary | Purchase | 885 | 155.0188 USD | ||||
USD 0.0001 ordinary | Purchase | 890 | 158.1300 USD | ||||
USD 0.0001 ordinary | Purchase | 900 | 155.4777 USD | ||||
USD 0.0001 ordinary | Purchase | 900 | 158.4500 USD | ||||
USD 0.0001 ordinary | Purchase | 900 | 158.2777 USD | ||||
USD 0.0001 ordinary | Purchase | 1,000 | 158.8280 USD | ||||
USD 0.0001 ordinary | Purchase | 1,074 | 157.1204 USD | ||||
USD 0.0001 ordinary | Purchase | 1,200 | 154.6079 USD | ||||
USD 0.0001 ordinary | Purchase | 1,469 | 154.4375 USD | ||||
USD 0.0001 ordinary | Purchase | 1,550 | 165.4700 USD | ||||
USD 0.0001 ordinary | Purchase | 1,700 | 157.8407 USD | ||||
USD 0.0001 ordinary | Purchase | 1,700 | 153.8397 USD | ||||
USD 0.0001 ordinary | Purchase | 1,780 | 158.2100 USD | ||||
USD 0.0001 ordinary | Purchase | 1,800 | 157.4711 USD | ||||
USD 0.0001 ordinary | Purchase | 2,000 | 160.7037 USD | ||||
USD 0.0001 ordinary | Purchase | 2,400 | 161.0998 USD | ||||
USD 0.0001 ordinary | Purchase | 2,499 | 158.3862 USD | ||||
USD 0.0001 ordinary | Purchase | 2,801 | 154.6788 USD | ||||
USD 0.0001 ordinary | Purchase | 2,900 | 158.3279 USD | ||||
USD 0.0001 ordinary | Purchase | 2,900 | 159.5391 USD | ||||
USD 0.0001 ordinary | Purchase | 3,100 | 158.5997 USD | ||||
USD 0.0001 ordinary | Purchase | 3,525 | 158.8864 USD | ||||
USD 0.0001 ordinary | Purchase | 3,774 | 158.9905 USD | ||||
USD 0.0001 ordinary | Purchase | 3,867 | 158.4351 USD | ||||
USD 0.0001 ordinary | Purchase | 4,610 | 158.6679 USD | ||||
USD 0.0001 ordinary | Purchase | 4,700 | 159.5847 USD | ||||
USD 0.0001 ordinary | Purchase | 4,749 | 159.5266 USD | ||||
USD 0.0001 ordinary | Purchase | 4,800 | 161.2442 USD | ||||
USD 0.0001 ordinary | Purchase | 5,300 | 158.3324 USD | ||||
USD 0.0001 ordinary | Purchase | 5,400 | 157.5833 USD | ||||
USD 0.0001 ordinary | Purchase | 8,029 | 158.5900 USD | ||||
USD 0.0001 ordinary | Purchase | 8,694 | 158.4639 USD | ||||
USD 0.0001 ordinary | Purchase | 9,933 | 158.3736 USD | ||||
USD 0.0001 ordinary | Purchase | 10,258 | 158.8099 USD | ||||
USD 0.0001 ordinary | Purchase | 10,673 | 157.8244 USD | ||||
USD 0.0001 ordinary | Purchase | 12,055 | 158.6432 USD | ||||
USD 0.0001 ordinary | Purchase | 14,672 | 158.4651 USD | ||||
USD 0.0001 ordinary | Purchase | 19,630 | 157.1618 USD | ||||
USD 0.0001 ordinary | Purchase | 21,202 | 158.3477 USD | ||||
USD 0.0001 ordinary | Purchase | 32,578 | 157.9882 USD | ||||
USD 0.0001 ordinary | Purchase | 54,000 | 158.3251 USD | ||||
USD 0.0001 ordinary | Purchase | 79,600 | 158.3709 USD | ||||
USD 0.0001 ordinary | Purchase | 468,338 | 156.8433 USD | ||||
USD 0.0001 ordinary | Sale | 2 | 152.8600 USD | ||||
USD 0.0001 ordinary | Sale | 4 | 160.4500 USD | ||||
USD 0.0001 ordinary | Sale | 5 | 156.4000 USD | ||||
USD 0.0001 ordinary | Sale | 6 | 158.0500 USD | ||||
USD 0.0001 ordinary | Sale | 7 | 158.7100 USD | ||||
USD 0.0001 ordinary | Sale | 34 | 158.6500 USD | ||||
USD 0.0001 ordinary | Sale | 49 | 160.9400 USD | ||||
USD 0.0001 ordinary | Sale | 70 | 160.4300 USD | ||||
USD 0.0001 ordinary | Sale | 88 | 155.3700 USD | ||||
USD 0.0001 ordinary | Sale | 88 | 157.9227 USD | ||||
USD 0.0001 ordinary | Sale | 100 | 159.7600 USD | ||||
USD 0.0001 ordinary | Sale | 100 | 159.1400 USD | ||||
USD 0.0001 ordinary | Sale | 100 | 158.3800 USD | ||||
USD 0.0001 ordinary | Sale | 100 | 158.3700 USD | ||||
USD 0.0001 ordinary | Sale | 100 | 157.9100 USD | ||||
USD 0.0001 ordinary | Sale | 100 | 157.5200 USD | ||||
USD 0.0001 ordinary | Sale | 100 | 156.5000 USD | ||||
USD 0.0001 ordinary | Sale | 100 | 156.2600 USD | ||||
USD 0.0001 ordinary | Sale | 100 | 155.3500 USD | ||||
USD 0.0001 ordinary | Sale | 100 | 160.6700 USD | ||||
USD 0.0001 ordinary | Sale | 139 | 157.7100 USD | ||||
USD 0.0001 ordinary | Sale | 150 | 153.5175 USD | ||||
USD 0.0001 ordinary | Sale | 170 | 165.5358 USD | ||||
USD 0.0001 ordinary | Sale | 199 | 157.1492 USD | ||||
USD 0.0001 ordinary | Sale | 200 | 159.9900 USD | ||||
USD 0.0001 ordinary | Sale | 200 | 158.3500 USD | ||||
USD 0.0001 ordinary | Sale | 200 | 157.5357 USD | ||||
USD 0.0001 ordinary | Sale | 221 | 158.3091 USD | ||||
USD 0.0001 ordinary | Sale | 222 | 156.3535 USD | ||||
USD 0.0001 ordinary | Sale | 244 | 155.7420 USD | ||||
USD 0.0001 ordinary | Sale | 296 | 156.4554 USD | ||||
USD 0.0001 ordinary | Sale | 300 | 160.2600 USD | ||||
USD 0.0001 ordinary | Sale | 300 | 160.6233 USD | ||||
USD 0.0001 ordinary | Sale | 300 | 160.6416 USD | ||||
USD 0.0001 ordinary | Sale | 300 | 160.7966 USD | ||||
USD 0.0001 ordinary | Sale | 300 | 159.0516 USD | ||||
USD 0.0001 ordinary | Sale | 300 | 156.3133 USD | ||||
USD 0.0001 ordinary | Sale | 300 | 156.1433 USD | ||||
USD 0.0001 ordinary | Sale | 300 | 158.2808 USD | ||||
USD 0.0001 ordinary | Sale | 323 | 156.5835 USD | ||||
USD 0.0001 ordinary | Sale | 400 | 156.4275 USD | ||||
USD 0.0001 ordinary | Sale | 400 | 158.2337 USD | ||||
USD 0.0001 ordinary | Sale | 404 | 156.3471 USD | ||||
USD 0.0001 ordinary | Sale | 444 | 159.0566 USD | ||||
USD 0.0001 ordinary | Sale | 461 | 157.1136 USD | ||||
USD 0.0001 ordinary | Sale | 500 | 157.5000 USD | ||||
USD 0.0001 ordinary | Sale | 503 | 158.8318 USD | ||||
USD 0.0001 ordinary | Sale | 600 | 160.3183 USD | ||||
USD 0.0001 ordinary | Sale | 600 | 156.2908 USD | ||||
USD 0.0001 ordinary | Sale | 674 | 158.2780 USD | ||||
USD 0.0001 ordinary | Sale | 711 | 156.1266 USD | ||||
USD 0.0001 ordinary | Sale | 723 | 155.7073 USD | ||||
USD 0.0001 ordinary | Sale | 725 | 159.5068 USD | ||||
USD 0.0001 ordinary | Sale | 750 | 156.3000 USD | ||||
USD 0.0001 ordinary | Sale | 800 | 158.2918 USD | ||||
USD 0.0001 ordinary | Sale | 800 | 154.8218 USD | ||||
USD 0.0001 ordinary | Sale | 800 | 154.3637 USD | ||||
USD 0.0001 ordinary | Sale | 803 | 158.6751 USD | ||||
USD 0.0001 ordinary | Sale | 890 | 158.2100 USD | ||||
USD 0.0001 ordinary | Sale | 890 | 158.1300 USD | ||||
USD 0.0001 ordinary | Sale | 900 | 158.2777 USD | ||||
USD 0.0001 ordinary | Sale | 900 | 158.4500 USD | ||||
USD 0.0001 ordinary | Sale | 900 | 158.4191 USD | ||||
USD 0.0001 ordinary | Sale | 1,000 | 158.1108 USD | ||||
USD 0.0001 ordinary | Sale | 1,046 | 158.5234 USD | ||||
USD 0.0001 ordinary | Sale | 1,066 | 155.7809 USD | ||||
USD 0.0001 ordinary | Sale | 1,074 | 157.1204 USD | ||||
USD 0.0001 ordinary | Sale | 1,300 | 158.3109 USD | ||||
USD 0.0001 ordinary | Sale | 1,301 | 158.5475 USD | ||||
USD 0.0001 ordinary | Sale | 1,400 | 157.7692 USD | ||||
USD 0.0001 ordinary | Sale | 1,482 | 158.6177 USD | ||||
USD 0.0001 ordinary | Sale | 1,507 | 158.5341 USD | ||||
USD 0.0001 ordinary | Sale | 1,550 | 165.4700 USD | ||||
USD 0.0001 ordinary | Sale | 1,700 | 158.2641 USD | ||||
USD 0.0001 ordinary | Sale | 2,000 | 162.1790 USD | ||||
USD 0.0001 ordinary | Sale | 2,205 | 157.2786 USD | ||||
USD 0.0001 ordinary | Sale | 2,400 | 158.5814 USD | ||||
USD 0.0001 ordinary | Sale | 2,546 | 158.0098 USD | ||||
USD 0.0001 ordinary | Sale | 3,300 | 157.6415 USD | ||||
USD 0.0001 ordinary | Sale | 3,420 | 157.0594 USD | ||||
USD 0.0001 ordinary | Sale | 4,000 | 158.6435 USD | ||||
USD 0.0001 ordinary | Sale | 4,333 | 158.3540 USD | ||||
USD 0.0001 ordinary | Sale | 4,400 | 158.7034 USD | ||||
USD 0.0001 ordinary | Sale | 4,430 | 159.3065 USD | ||||
USD 0.0001 ordinary | Sale | 4,528 | 158.3013 USD | ||||
USD 0.0001 ordinary | Sale | 4,913 | 155.1069 USD | ||||
USD 0.0001 ordinary | Sale | 5,423 | 158.5260 USD | ||||
USD 0.0001 ordinary | Sale | 5,692 | 158.5430 USD | ||||
USD 0.0001 ordinary | Sale | 5,949 | 157.6898 USD | ||||
USD 0.0001 ordinary | Sale | 7,696 | 159.4504 USD | ||||
USD 0.0001 ordinary | Sale | 8,000 | 154.6727 USD | ||||
USD 0.0001 ordinary | Sale | 8,500 | 157.4445 USD | ||||
USD 0.0001 ordinary | Sale | 8,825 | 157.3601 USD | ||||
USD 0.0001 ordinary | Sale | 9,100 | 159.7022 USD | ||||
USD 0.0001 ordinary | Sale | 9,961 | 155.2773 USD | ||||
USD 0.0001 ordinary | Sale | 10,400 | 157.9632 USD | ||||
USD 0.0001 ordinary | Sale | 10,400 | 158.5636 USD | ||||
USD 0.0001 ordinary | Sale | 11,300 | 158.6172 USD | ||||
USD 0.0001 ordinary | Sale | 12,542 | 158.6771 USD | ||||
USD 0.0001 ordinary | Sale | 15,237 | 158.4450 USD | ||||
USD 0.0001 ordinary | Sale | 15,553 | 158.5900 USD | ||||
USD 0.0001 ordinary | Sale | 15,658 | 158.3869 USD | ||||
USD 0.0001 ordinary | Sale | 18,311 | 158.5502 USD | ||||
USD 0.0001 ordinary | Sale | 18,600 | 158.2928 USD | ||||
USD 0.0001 ordinary | Sale | 20,971 | 158.5745 USD | ||||
USD 0.0001 ordinary | Sale | 22,169 | 158.5396 USD | ||||
USD 0.0001 ordinary | Sale | 23,424 | 158.4122 USD | ||||
USD 0.0001 ordinary | Sale | 28,729 | 159.1129 USD | ||||
USD 0.0001 ordinary | Sale | 34,938 | 155.6182 USD | ||||
USD 0.0001 ordinary | Sale | 44,300 | 158.7154 USD | ||||
USD 0.0001 ordinary | Sale | 44,839 | 158.5189 USD | ||||
USD 0.0001 ordinary | Sale | 67,800 | 158.1659 USD | ||||
USD 0.0001 ordinary | Sale | 89,945 | 155.2836 USD | ||||
USD 0.0001 ordinary | Sale | 115,419 | 155.4510 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
of | description | purchasing, | of | price | date | money | |||||||||
relevant | selling, | securities | per unit | paid/ | |||||||||||
security | varying etc | to which | received | ||||||||||||
option | per unit | ||||||||||||||
relates | |||||||||||||||
USD 0.0001 ordinary | Call Options | Purchasing | 3,500 | 165 USD | American | 16 Nov 2018 | 11.3700 USD | ||||||||
USD 0.0001 ordinary | Call Options | Selling | 100 | 105 USD | American | 17 Jan 2020 | 58.2000 USD | ||||||||
USD 0.0001 ordinary | Call Options | Selling | 200 | 135 USD | American | 17 Jan 2020 | 35.5000 USD | ||||||||
USD 0.0001 ordinary | Call Options | Selling | 800 | 140 USD | American | 15 Jun 2018 | 17.7500 USD | ||||||||
USD 0.0001 ordinary | Call Options | Selling | 1,000 | 140 USD | American | 18 Jan 2019 | 24.0000 USD | ||||||||
USD 0.0001 ordinary | Call Options | Selling | 100 | 145 USD | American | 15 Jun 2018 | 13.0000 USD | ||||||||
USD 0.0001 ordinary | Call Options | Selling | 1,000 | 150 USD | American | 27 Apr 2018 | 10.3900 USD | ||||||||
USD 0.0001 ordinary | Call Options | Selling | 600 | 150 USD | American | 18 May 2018 | 9.7083 USD | ||||||||
USD 0.0001 ordinary | Call Options | Selling | 1,000 | 150 USD | American | 16 Nov 2018 | 16.0260 USD | ||||||||
USD 0.0001 ordinary | Call Options | Selling | 400 | 150 USD | American | 18 Jan 2019 | 19.3325 USD | ||||||||
USD 0.0001 ordinary | Call Options | Selling | 400 | 153 USD | American | 27 Apr 2018 | 4.6000 USD | ||||||||
USD 0.0001 ordinary | Call Options | Selling | 3,100 | 155 USD | American | 20 Apr 2018 | 1.7774 USD | ||||||||
USD 0.0001 ordinary | Call Options | Selling | 100 | 155 USD | American | 27 Apr 2018 | 3.8000 USD | ||||||||
USD 0.0001 ordinary | Call Options | Selling | 100 | 155 USD | American | 4 May 2018 | 5.5000 USD | ||||||||
USD 0.0001 ordinary | Call Options | Selling | 200 | 155 USD | American | 17 Aug 2018 | 11.0400 USD | ||||||||
USD 0.0001 ordinary | Call Options | Selling | 3,500 | 155 USD | American | 16 Nov 2018 | 17.1700 USD | ||||||||
USD 0.0001 ordinary | Call Options | Selling | 500 | 155 USD | American | 17 Jan 2020 | 23.7000 USD | ||||||||
USD 0.0001 ordinary | Call Options | Selling | 2,000 | 158 USD | American | 20 Apr 2018 | 1.5250 USD | ||||||||
USD 0.0001 ordinary | Call Options | Selling | 100 | 158 USD | American | 4 May 2018 | 3.9500 USD | ||||||||
USD 0.0001 ordinary | Call Options | Selling | 1,000 | 160 USD | American | 20 Apr 2018 | 1.4250 USD | ||||||||
USD 0.0001 ordinary | Call Options | Selling | 1,000 | 160 USD | American | 27 Apr 2018 | 3.5000 USD | ||||||||
USD 0.0001 ordinary | Call Options | Selling | 100 | 160 USD | American | 4 May 2018 | 2.9700 USD | ||||||||
USD 0.0001 ordinary | Call Options | Selling | 100 | 160 USD | American | 18 May 2018 | 4.6500 USD | ||||||||
USD 0.0001 ordinary | Call Options | Selling | 4,100 | 160 USD | American | 15 Jun 2018 | 5.7634 USD | ||||||||
USD 0.0001 ordinary | Call Options | Selling | 1,500 | 160 USD | American | 17 Aug 2018 | 8.4666 USD | ||||||||
USD 0.0001 ordinary | Call Options | Selling | 100 | 160 USD | American | 16 Nov 2018 | 11.1300 USD | ||||||||
USD 0.0001 ordinary | Call Options | Selling | 1,200 | 160 USD | American | 18 Jan 2019 | 13.2566 USD | ||||||||
USD 0.0001 ordinary | Call Options | Selling | 4,000 | 163 USD | American | 20 Apr 2018 | 1.4750 USD | ||||||||
USD 0.0001 ordinary | Call Options | Selling | 300 | 165 USD | American | 20 Apr 2018 | 0.4666 USD | ||||||||
USD 0.0001 ordinary | Call Options | Selling | 3,100 | 165 USD | American | 15 Jun 2018 | 3.9874 USD | ||||||||
USD 0.0001 ordinary | Call Options | Selling | 400 | 168 USD | American | 20 Apr 2018 | 0.4500 USD | ||||||||
USD 0.0001 ordinary | Call Options | Selling | 100 | 170 USD | American | 18 May 2018 | 1.9500 USD | ||||||||
USD 0.0001 ordinary | Call Options | Selling | 1,000 | 170 USD | American | 18 Jan 2019 | 10.5000 USD | ||||||||
USD 0.0001 ordinary | Call Options | Selling | 500 | 180 USD | American | 17 Jan 2020 | 15.0000 USD | ||||||||
USD 0.0001 ordinary | Call Options | Selling | 1,000 | 200 USD | American | 18 Jan 2019 | 2.9000 USD | ||||||||
USD 0.0001 ordinary | Call Options | Selling | 400 | 220 USD | American | 17 Jan 2020 | 6.1000 USD | ||||||||
USD 0.0001 ordinary | Call Options | Selling | 800 | 230 USD | American | 17 Jan 2020 | 4.8000 USD | ||||||||
USD 0.0001 ordinary | Put Options | Purchasing | 100 | 140 USD | American | 20 Apr 2018 | 0.2200 USD | ||||||||
USD 0.0001 ordinary | Put Options | Purchasing | 400 | 145 USD | American | 20 Apr 2018 | 0.6600 USD | ||||||||
USD 0.0001 ordinary | Put Options | Purchasing | 100 | 149 USD | American | 20 Apr 2018 | 1.4900 USD | ||||||||
USD 0.0001 ordinary | Put Options | Purchasing | 100 | 150 USD | American | 20 Apr 2018 | 1.6000 USD | ||||||||
USD 0.0001 ordinary | Put Options | Purchasing | 2,000 | 153 USD | American | 20 Apr 2018 | 0.5000 USD | ||||||||
USD 0.0001 ordinary | Put Options | Purchasing | 3,400 | 160 USD | American | 20 Apr 2018 | 7.2244 USD | ||||||||
USD 0.0001 ordinary | Put Options | Purchasing | 1,100 | 165 USD | American | 17 Aug 2018 | 16.1700 USD | ||||||||
USD 0.0001 ordinary | Put Options | Selling | 100 | 145 USD | American | 18 May 2018 | 1.8500 USD | ||||||||
USD 0.0001 ordinary | Put Options | Selling | 3,200 | 150 USD | American | 20 Apr 2018 | 1.6031 USD | ||||||||
USD 0.0001 ordinary | Put Options | Selling | 100 | 150 USD | American | 4 May 2018 | 3.3000 USD | ||||||||
USD 0.0001 ordinary | Put Options | Selling | 41,600 | 155 USD | American | 20 Apr 2018 | 0.9293 USD | ||||||||
USD 0.0001 ordinary | Put Options | Selling | 600 | 160 USD | American | 20 Apr 2018 | 2.5300 USD | ||||||||
USD 0.0001 ordinary | Put Options | Selling | 100 | 165 USD | American | 20 Apr 2018 | 7.9000 USD | ||||||||
USD 0.0001 ordinary | Put Options | Selling | 200 | 185 USD | American | 20 Apr 2018 | 25.2800 USD |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None |
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
Date of disclosure: | 20 Apr 2018 | ||
Contact name: | ELISE TANG | ||
Telephone number: | 0207 1163001 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Identity of the person whose positions/dealings | Barclays PLC. | ||
are being disclosed: | |||
Name of offeror/offeree in relation to whose | ALLERGAN PLC. | ||
relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
of | description | purchasing, | of | price | date | ||||||||
relevant | selling, | securities | per unit | ||||||||||
security | varying etc | to which | |||||||||||
option | |||||||||||||
relates | |||||||||||||
USD 0.0001 ordinary | Call Options | Purchased | 6,400 | 170.0000 | American | 18 Jan 2019 | |||||||
USD 0.0001 ordinary | Call Options | Purchased | 6,000 | 150.0000 | American | 15 Jun 2018 | |||||||
USD 0.0001 ordinary | Call Options | Purchased | 5,100 | 175.0000 | American | 15 Jun 2018 | |||||||
USD 0.0001 ordinary | Call Options | Purchased | 4,000 | 150.0000 | American | 20 Apr 2018 | |||||||
USD 0.0001 ordinary | Put Options | Written | 2,900 | 168.0000 | American | 4 May 2018 | |||||||
USD 0.0001 ordinary | Call Options | Purchased | 2,100 | 180.0000 | American | 18 May 2018 | |||||||
USD 0.0001 ordinary | Call Options | Purchased | 1,200 | 165.0000 | American | 18 May 2018 | |||||||
USD 0.0001 ordinary | Call Options | Purchased | 900 | 195.0000 | American | 20 Apr 2018 | |||||||
USD 0.0001 ordinary | Call Options | Purchased | 900 | 190.0000 | American | 20 Apr 2018 | |||||||
USD 0.0001 ordinary | Call Options | Purchased | 600 | 250.0000 | American | 17 Jan 2020 | |||||||
USD 0.0001 ordinary | Call Options | Purchased | 400 | 210.0000 | American | 18 Jan 2019 | |||||||
USD 0.0001 ordinary | Call Options | Purchased | 400 | 240.0000 | American | 15 Jun 2018 | |||||||
USD 0.0001 ordinary | Call Options | Purchased | 300 | 175.0000 | American | 18 May 2018 | |||||||
USD 0.0001 ordinary | Put Options | Written | 200 | 140.0000 | American | 15 Jun 2018 | |||||||
USD 0.0001 ordinary | Put Options | Written | 200 | 185.0000 | American | 20 Apr 2018 | |||||||
USD 0.0001 ordinary | Put Options | Written | 200 | 105.0000 | American | 20 Apr 2018 | |||||||
USD 0.0001 ordinary | Call Options | Purchased | 200 | 175.0000 | American | 17 Aug 2018 | |||||||
USD 0.0001 ordinary | Call Options | Purchased | 100 | 195.0000 | American | 17 Jan 2020 | |||||||
USD 0.0001 ordinary | Call Options | Purchased | 100 | 125.0000 | American | 15 Jun 2018 | |||||||
USD 0.0001 ordinary | Put Options | Purchased | -2,600 | 195.0000 | American | 18 Jan 2019 | |||||||
USD 0.0001 ordinary | Call Options | Written | -2,700 | 165.0000 | American | 20 Apr 2018 | |||||||
USD 0.0001 ordinary | Call Options | Written | -3,100 | 220.0000 | American | 18 May 2018 | |||||||
USD 0.0001 ordinary | Call Options | Written | -3,500 | 155.0000 | American | 16 Nov 2018 | |||||||
USD 0.0001 ordinary | Call Options | Written | -29,800 | 230.0000 | American | 18 Jan 2019 | |||||||
USD 0.0001 ordinary | Put Options | Purchased | -50,000 | 140.0000 | American | 18 Jan 2019 | |||||||
USD 0.0001 ordinary | Call Options | Written | -55,600 | 200.0000 | American | 15 Jun 2018 | |||||||
USD 0.0001 ordinary | Call Options | Written | -100 | 135.0000 | American | 18 Jan 2019 | |||||||
USD 0.0001 ordinary | Put Options | Purchased | -100 | 149.0000 | American | 20 Apr 2018 | |||||||
USD 0.0001 ordinary | Call Options | Written | -200 | 170.0000 | American | 27 Apr 2018 | |||||||
USD 0.0001 ordinary | Call Options | Written | -300 | 130.0000 | American | 17 Jan 2020 | |||||||
USD 0.0001 ordinary | Put Options | Purchased | -400 | 130.0000 | American | 18 May 2018 | |||||||
USD 0.0001 ordinary | Call Options | Written | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
USD 0.0001 ordinary | Put Options | Purchased | -500 | 190.0000 | American | 17 Jan 2020 | |||||||
USD 0.0001 ordinary | Call Options | Written | -600 | 225.0000 | American | 18 May 2018 | |||||||
USD 0.0001 ordinary | Put Options | Purchased | -600 | 125.0000 | American | 18 May 2018 | |||||||
USD 0.0001 ordinary | Put Options | Purchased | -700 | 115.0000 | American | 18 Jan 2019 | |||||||
USD 0.0001 ordinary | Put Options | Purchased | -1,000 | 165.0000 | American | 17 Aug 2018 | |||||||
USD 0.0001 ordinary | Call Options | Written | -1,200 | 205.0000 | American | 15 Jun 2018 | |||||||
USD 0.0001 ordinary | Put Options | Purchased | -2,100 | 140.0000 | American | 20 Apr 2018 | |||||||
USD 0.0001 ordinary | Put Options | Written | 15,000 | 150.0000 | American | 18 Jan 2019 | |||||||
USD 0.0001 ordinary | Call Options | Purchased | 13,200 | 165.0000 | American | 20 Apr 2018 | |||||||
USD 0.0001 ordinary | Call Options | Purchased | 3,500 | 180.0000 | American | 18 Jan 2019 | |||||||
USD 0.0001 ordinary | Call Options | Purchased | 3,400 | 180.0000 | American | 27 Apr 2018 | |||||||
USD 0.0001 ordinary | Call Options | Purchased | 1,800 | 185.0000 | American | 18 Jan 2019 | |||||||
USD 0.0001 ordinary | Call Options | Purchased | 1,400 | 250.0000 | American | 18 Jan 2019 | |||||||
USD 0.0001 ordinary | Call Options | Purchased | 700 | 175.0000 | American | 27 Apr 2018 | |||||||
USD 0.0001 ordinary | Call Options | Purchased | 600 | 225.0000 | American | 15 Jun 2018 | |||||||
USD 0.0001 ordinary | Put Options | Written | 500 | 90.0000 | American | 15 Jun 2018 | |||||||
USD 0.0001 ordinary | Put Options | Written | 500 | 160.0000 | American | 20 Apr 2018 | |||||||
USD 0.0001 ordinary | Call Options | Purchased | 400 | 220.0000 | American | 18 Jan 2019 | |||||||
USD 0.0001 ordinary | Call Options | Purchased | 400 | 195.0000 | American | 15 Jun 2018 | |||||||
USD 0.0001 ordinary | Call Options | Purchased | 300 | 260.0000 | American | 18 Jan 2019 | |||||||
USD 0.0001 ordinary | Call Options | Purchased | 200 | 240.0000 | American | 18 Jan 2019 | |||||||
USD 0.0001 ordinary | Put Options | Purchased | -3,100 | 160.0000 | American | 18 May 2018 | |||||||
USD 0.0001 ordinary | Put Options | Purchased | -4,700 | 155.0000 | American | 18 Jan 2019 | |||||||
USD 0.0001 ordinary | Put Options | Purchased | -6,100 | 125.0000 | American | 20 Apr 2018 | |||||||
USD 0.0001 ordinary | Call Options | Written | -10,000 | 210.0000 | American | 17 Jan 2020 | |||||||
USD 0.0001 ordinary | Put Options | Purchased | -22,500 | 170.0000 | American | 18 Jan 2019 | |||||||
USD 0.0001 ordinary | Call Options | Written | -142,700 | 210.0000 | American | 18 Jan 2019 | |||||||
USD 0.0001 ordinary | Call Options | Written | -150,000 | 210.0000 | American | 17 Aug 2018 | |||||||
USD 0.0001 ordinary | Call Options | Written | -100 | 160.0000 | American | 16 Nov 2018 | |||||||
USD 0.0001 ordinary | Call Options | Written | -100 | 215.0000 | American | 18 May 2018 | |||||||
USD 0.0001 ordinary | Call Options | Written | -100 | 155.0000 | American | 27 Apr 2018 | |||||||
USD 0.0001 ordinary | Call Options | Written | -200 | 205.0000 | American | 20 Apr 2018 | |||||||
USD 0.0001 ordinary | Call Options | Written | -500 | 155.0000 | American | 17 Jan 2020 | |||||||
USD 0.0001 ordinary | Call Options | Written | -1,000 | 150.0000 | American | 16 Nov 2018 | |||||||
USD 0.0001 ordinary | Call Options | Written | -1,100 | 160.0000 | American | 18 Jan 2019 | |||||||
USD 0.0001 ordinary | Put Options | Purchased | -1,300 | 190.0000 | American | 16 Nov 2018 | |||||||
USD 0.0001 ordinary | Put Options | Purchased | -1,500 | 170.0000 | American | 17 Jan 2020 | |||||||
USD 0.0001 ordinary | Put Options | Purchased | -2,100 | 115.0000 | American | 20 Apr 2018 | |||||||
USD 0.0001 ordinary | Call Options | Purchased | 15,900 | 170.0000 | American | 18 May 2018 | |||||||
USD 0.0001 ordinary | Put Options | Written | 10,000 | 140.0000 | American | 15 Jan 1919 | |||||||
USD 0.0001 ordinary | Call Options | Purchased | 6,900 | 178.0000 | American | 20 Apr 2018 | |||||||
USD 0.0001 ordinary | Call Options | Purchased | 1,500 | 170.0000 | American | 15 Jun 2018 | |||||||
USD 0.0001 ordinary | Call Options | Purchased | 900 | 145.0000 | American | 15 Jun 2018 | |||||||
USD 0.0001 ordinary | Put Options | Written | 800 | 230.0000 | American | 18 Jan 2019 | |||||||
USD 0.0001 ordinary | Call Options | Purchased | 700 | 178.0000 | American | 27 Apr 2018 | |||||||
USD 0.0001 ordinary | Call Options | Purchased | 600 | 185.0000 | American | 20 Apr 2018 | |||||||
USD 0.0001 ordinary | Put Options | Written | 500 | 160.0000 | American | 4 May 2018 | |||||||
USD 0.0001 ordinary | Call Options | Purchased | 300 | 165.0000 | American | 17 Jan 2020 | |||||||
USD 0.0001 ordinary | Call Options | Purchased | 300 | 380.0000 | American | 18 Jan 2019 | |||||||
USD 0.0001 ordinary | Put Options | Written | 100 | 150.0000 | American | 4 May 2018 | |||||||
USD 0.0001 ordinary | Call Options | Purchased | 100 | 220.0000 | American | 15 Jun 2018 | |||||||
USD 0.0001 ordinary | Call Options | Written | -2,600 | 200.0000 | American | 17 Jan 2020 | |||||||
USD 0.0001 ordinary | Call Options | Written | -3,000 | 210.0000 | American | 18 May 2018 | |||||||
USD 0.0001 ordinary | Put Options | Purchased | -3,100 | 210.0000 | American | 18 Jan 2019 | |||||||
USD 0.0001 ordinary | Put Options | Purchased | -3,300 | 160.0000 | American | 18 Jan 2019 | |||||||
USD 0.0001 ordinary | Put Options | Purchased | -3,300 | 155.0000 | American | 18 May 2018 | |||||||
USD 0.0001 ordinary | Call Options | Written | -6,300 | 200.0000 | American | 18 Jan 2019 | |||||||
USD 0.0001 ordinary | Call Options | Written | -7,800 | 168.0000 | American | 20 Apr 2018 | |||||||
USD 0.0001 ordinary | Put Options | Purchased | -10,400 | 180.0000 | American | 18 Jan 2019 | |||||||
USD 0.0001 ordinary | Put Options | Purchased | -60,100 | 145.0000 | American | 17 Aug 2018 | |||||||
USD 0.0001 ordinary | Put Options | Purchased | -100 | 180.0000 | American | 17 Aug 2018 | |||||||
USD 0.0001 ordinary | Call Options | Written | -200 | 155.0000 | American | 17 Aug 2018 | |||||||
USD 0.0001 ordinary | Put Options | Purchased | -300 | 175.0000 | American | 18 May 2018 | |||||||
USD 0.0001 ordinary | Put Options | Purchased | -400 | 130.0000 | American | 15 Jun 2018 | |||||||
USD 0.0001 ordinary | Put Options | Purchased | -400 | 153.0000 | American | 27 Apr 2018 | |||||||
USD 0.0001 ordinary | Call Options | Written | -600 | 110.0000 | American | 17 Jan 2020 | |||||||
USD 0.0001 ordinary | Call Options | Written | -1,000 | 150.0000 | American | 27 Apr 2018 | |||||||
USD 0.0001 ordinary | Put Options | Purchased | -1,100 | 100.0000 | American | 20 Apr 2018 | |||||||
USD 0.0001 ordinary | Call Options | Written | -1,500 | 160.0000 | American | 17 Aug 2018 | |||||||
USD 0.0001 ordinary | Call Options | Purchased | 21,500 | 173.0000 | American | 20 Apr 2018 | |||||||
USD 0.0001 ordinary | Call Options | Purchased | 11,900 | 160.0000 | American | 18 May 2018 | |||||||
USD 0.0001 ordinary | Call Options | Purchased | 3,500 | 165.0000 | American | 16 Nov 2018 | |||||||
USD 0.0001 ordinary | Call Options | Purchased | 3,100 | 168.0000 | American | 20 Apr 2018 | |||||||
USD 0.0001 ordinary | Call Options | Purchased | 1,100 | 140.0000 | American | 20 Apr 2018 | |||||||
USD 0.0001 ordinary | Put Options | Written | 300 | 145.0000 | American | 20 Apr 2018 | |||||||
USD 0.0001 ordinary | Call Options | Purchased | 100 | 165.0000 | American | 17 Aug 2018 | |||||||
USD 0.0001 ordinary | Put Options | Purchased | -2,600 | 150.0000 | American | 15 Jun 2018 | |||||||
USD 0.0001 ordinary | Put Options | Purchased | -4,200 | 165.0000 | American | 18 May 2018 | |||||||
USD 0.0001 ordinary | Put Options | Purchased | -118,800 | 135.0000 | American | 18 Jan 2019 | |||||||
USD 0.0001 ordinary | Call Options | Written | -100 | 130.0000 | American | 15 Jun 2018 | |||||||
USD 0.0001 ordinary | Call Options | Written | -100 | 155.0000 | American | 4 May 2018 | |||||||
USD 0.0001 ordinary | Call Options | Written | -200 | 135.0000 | American | 17 Jan 2020 | |||||||
USD 0.0001 ordinary | Call Options | Written | -200 | 160.0000 | American | 15 Jun 2018 | |||||||
USD 0.0001 ordinary | Put Options | Purchased | -300 | 175.0000 | American | 15 Jun 2018 | |||||||
USD 0.0001 ordinary | Put Options | Purchased | -300 | 150.0000 | American | 18 May 2018 | |||||||
USD 0.0001 ordinary | Call Options | Written | -400 | 150.0000 | American | 18 May 2018 | |||||||
USD 0.0001 ordinary | Put Options | Purchased | -500 | 160.0000 | American | 17 Jan 2020 | |||||||
USD 0.0001 ordinary | Put Options | Purchased | -500 | 147.0000 | American | 27 Apr 2018 | |||||||
USD 0.0001 ordinary | Put Options | Purchased | -1,000 | 195.0000 | American | 15 Jun 2018 | |||||||
USD 0.0001 ordinary | Put Options | Purchased | -1,100 | 190.0000 | American | 18 May 2018 | |||||||
USD 0.0001 ordinary | Put Options | Purchased | -1,100 | 158.0000 | American | 20 Apr 2018 | |||||||
USD 0.0001 ordinary | Call Options | Written | -1,200 | 165.0000 | American | 15 Jun 2018 | |||||||
USD 0.0001 ordinary | Call Options | Purchased | 34,900 | 163.0000 | American | 20 Apr 2018 | |||||||
USD 0.0001 ordinary | Call Options | Purchased | 1,600 | 185.0000 | American | 18 May 2018 | |||||||
USD 0.0001 ordinary | Put Options | Written | 1,300 | 190.0000 | American | 15 Jun 2018 | |||||||
USD 0.0001 ordinary | Put Options | Written | 1,000 | 105.0000 | American | 18 May 2018 | |||||||
USD 0.0001 ordinary | Call Options | Purchased | 600 | 190.0000 | American | 17 Aug 2018 | |||||||
USD 0.0001 ordinary | Call Options | Purchased | 500 | 175.0000 | American | 4 May 2018 | |||||||
USD 0.0001 ordinary | Call Options | Purchased | 300 | 210.0000 | American | 17 Jan 2020 | |||||||
USD 0.0001 ordinary | Call Options | Purchased | 200 | 155.0000 | American | 18 Jan 2019 | |||||||
USD 0.0001 ordinary | Put Options | Written | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
USD 0.0001 ordinary | Put Options | Written | 100 | 135.0000 | American | 17 Aug 2018 | |||||||
USD 0.0001 ordinary | Call Options | Purchased | 100 | 150.0000 | American | 17 Jan 2020 | |||||||
USD 0.0001 ordinary | Call Options | Written | -2,800 | 200.0000 | American | 18 May 2018 | |||||||
USD 0.0001 ordinary | Put Options | Purchased | -3,900 | 185.0000 | American | 18 May 2018 | |||||||
USD 0.0001 ordinary | Call Options | Written | -4,100 | 280.0000 | American | 18 Jan 2019 | |||||||
USD 0.0001 ordinary | Put Options | Purchased | -6,300 | 120.0000 | American | 20 Apr 2018 | |||||||
USD 0.0001 ordinary | Put Options | Purchased | -9,400 | 155.0000 | American | 20 Apr 2018 | |||||||
USD 0.0001 ordinary | Put Options | Purchased | -55,100 | 120.0000 | American | 18 Jan 2019 | |||||||
USD 0.0001 ordinary | Call Options | Written | -100 | 235.0000 | American | 18 May 2018 | |||||||
USD 0.0001 ordinary | Put Options | Purchased | -100 | 145.0000 | American | 17 Jan 2020 | |||||||
USD 0.0001 ordinary | Put Options | Purchased | -100 | 85.0000 | American | 15 Jun 2018 | |||||||
USD 0.0001 ordinary | Put Options | Purchased | -100 | 149.0000 | American | 27 Apr 2018 | |||||||
USD 0.0001 ordinary | Put Options | Purchased | -200 | 130.0000 | American | 17 Jan 2020 | |||||||
USD 0.0001 ordinary | Put Options | Purchased | -200 | 135.0000 | American | 15 Jun 2018 | |||||||
USD 0.0001 ordinary | Put Options | Purchased | -200 | 140.0000 | American | 18 May 2018 | |||||||
USD 0.0001 ordinary | Put Options | Purchased | -300 | 165.0000 | American | 15 Jun 2018 | |||||||
USD 0.0001 ordinary | Put Options | Purchased | -500 | 125.0000 | American | 15 Jun 2018 | |||||||
USD 0.0001 ordinary | Call Options | Written | -800 | 140.0000 | American | 15 Jun 2018 | |||||||
USD 0.0001 ordinary | Call Options | Written | -1,000 | 160.0000 | American | 27 Apr 2018 | |||||||
USD 0.0001 ordinary | Put Options | Purchased | -1,000 | 180.0000 | American | 18 May 2018 | |||||||
USD 0.0001 ordinary | Put Options | Purchased | -1,100 | 170.0000 | American | 20 Apr 2018 | |||||||
USD 0.0001 ordinary | Put Options | Purchased | -1,300 | 155.0000 | American | 15 Jun 2018 | |||||||
USD 0.0001 ordinary | Call Options | Written | -1,700 | 200.0000 | American | 20 Apr 2018 | |||||||
USD 0.0001 ordinary | Put Options | Purchased | -1,700 | 185.0000 | American | 15 Jun 2018 | |||||||
USD 0.0001 ordinary | Put Options | Purchased | -1,800 | 153.0000 | American | 20 Apr 2018 | |||||||
USD 0.0001 ordinary | Call Options | Purchased | 10,402 | 230.0000 | American | 18 Jan 2019 | |||||||
USD 0.0001 ordinary | Call Options | Purchased | 3,800 | 155.0000 | American | 15 Jun 2018 | |||||||
USD 0.0001 ordinary | Call Options | Purchased | 1,900 | 175.0000 | American | 20 Apr 2018 | |||||||
USD 0.0001 ordinary | Call Options | Purchased | 1,600 | 190.0000 | American | 15 Jun 2018 | |||||||
USD 0.0001 ordinary | Put Options | Written | 1,400 | 240.0000 | American | 18 Jan 2019 | |||||||
USD 0.0001 ordinary | Call Options | Purchased | 1,200 | 190.0000 | American | 18 May 2018 | |||||||
USD 0.0001 ordinary | Call Options | Purchased | 700 | 188.0000 | American | 20 Apr 2018 | |||||||
USD 0.0001 ordinary | Call Options | Purchased | 600 | 165.0000 | American | 18 Jan 2019 | |||||||
USD 0.0001 ordinary | Put Options | Written | 500 | 110.0000 | American | 18 May 2018 | |||||||
USD 0.0001 ordinary | Call Options | Purchased | 500 | 170.0000 | American | 17 Aug 2018 | |||||||
USD 0.0001 ordinary | Call Options | Purchased | 100 | 170.0000 | American | 4 May 2018 | |||||||
USD 0.0001 ordinary | Call Options | Written | -2,600 | 280.0000 | American | 15 Jun 2018 | |||||||
USD 0.0001 ordinary | Call Options | Written | -2,700 | 300.0000 | American | 15 Jun 2018 | |||||||
USD 0.0001 ordinary | Call Options | Written | -2,900 | 168.0000 | American | 4 May 2018 | |||||||
USD 0.0001 ordinary | Call Options | Written | -3,200 | 240.0000 | American | 18 May 2018 | |||||||
USD 0.0001 ordinary | Put Options | Purchased | -3,300 | 95.0000 | American | 18 Jan 2019 | |||||||
USD 0.0001 ordinary | Call Options | Written | -4,100 | 155.0000 | American | 20 Apr 2018 | |||||||
USD 0.0001 ordinary | Put Options | Purchased | -5,200 | 200.0000 | American | 18 Jan 2019 | |||||||
USD 0.0001 ordinary | Call Options | Written | -6,000 | 350.0000 | American | 18 Jan 2019 | |||||||
USD 0.0001 ordinary | Call Options | Written | -10,000 | 210.0000 | American | 15 Jan 1919 | |||||||
USD 0.0001 ordinary | Put Options | Purchased | -28,000 | 160.0000 | American | 20 Apr 2018 | |||||||
USD 0.0001 ordinary | Put Options | Purchased | -150,000 | 140.0000 | American | 17 Aug 2018 | |||||||
USD 0.0001 ordinary | Call Options | Written | -247,900 | 220.0000 | American | 18 Jan 2019 | |||||||
USD 0.0001 ordinary | Call Options | Written | -200 | 230.0000 | American | 17 Jan 2020 | |||||||
USD 0.0001 ordinary | Call Options | Written | -200 | 175.0000 | American | 18 Jan 2019 | |||||||
USD 0.0001 ordinary | Call Options | Written | -200 | 340.0000 | American | 15 Jun 2018 | |||||||
USD 0.0001 ordinary | Call Options | Written | -400 | 220.0000 | American | 17 Jan 2020 | |||||||
USD 0.0001 ordinary | Call Options | Written | -400 | 153.0000 | American | 27 Apr 2018 | |||||||
USD 0.0001 ordinary | Call Options | Written | -500 | 330.0000 | American | 15 Jun 2018 | |||||||
USD 0.0001 ordinary | Call Options | Written | -900 | 250.0000 | American | 18 May 2018 | |||||||
USD 0.0001 ordinary | Put Options | Purchased | -1,100 | 165.0000 | American | 20 Apr 2018 | |||||||
USD 0.0001 ordinary | Call Options | Written | -1,200 | 300.0000 | American | 18 Jan 2019 | |||||||
USD 0.0001 ordinary | Put Options | Purchased | -1,400 | 200.0000 | American | 15 Jun 2018 | |||||||
USD 0.0001 ordinary | Call Options | Written | -1,600 | 158.0000 | American | 20 Apr 2018 | |||||||
USD 0.0001 ordinary | Call Options | Written | -1,800 | 150.0000 | American | 18 Jan 2019 | |||||||
USD 0.0001 ordinary | Put Options | Purchased | -1,900 | 145.0000 | American | 15 Jun 2018 | |||||||
USD 0.0001 ordinary | Put Options | Written | 41,600 | 155.0000 | American | 20 Apr 2018 | |||||||
USD 0.0001 ordinary | Put Options | Written | 20,000 | 160.0000 | American | 18 May 2018 | |||||||
USD 0.0001 ordinary | Put Options | Written | 15,000 | 150.0000 | American | 16 Jan 1918 | |||||||
USD 0.0001 ordinary | Call Options | Purchased | 10,700 | 180.0000 | American | 20 Apr 2018 | |||||||
USD 0.0001 ordinary | Call Options | Purchased | 7,100 | 170.0000 | American | 20 Apr 2018 | |||||||
USD 0.0001 ordinary | Call Options | Purchased | 3,100 | 230.0000 | American | 15 Jun 2018 | |||||||
USD 0.0001 ordinary | Put Options | Written | 1,900 | 185.0000 | American | 18 Jan 2019 | |||||||
USD 0.0001 ordinary | Call Options | Purchased | 500 | 185.0000 | American | 15 Jun 2018 | |||||||
USD 0.0001 ordinary | Put Options | Written | 400 | 125.0000 | American | 18 Jan 2019 | |||||||
USD 0.0001 ordinary | Put Options | Written | 400 | 95.0000 | American | 20 Apr 2018 | |||||||
USD 0.0001 ordinary | Call Options | Purchased | 400 | 270.0000 | American | 18 Jan 2019 | |||||||
USD 0.0001 ordinary | Call Options | Purchased | 300 | 170.0000 | American | 17 Jan 2020 | |||||||
USD 0.0001 ordinary | Call Options | Purchased | 200 | 135.0000 | American | 15 Jun 2018 | |||||||
USD 0.0001 ordinary | Call Options | Purchased | 100 | 180.0000 | American | 17 Aug 2018 | |||||||
USD 0.0001 ordinary | Put Options | Purchased | -2,200 | 200.0000 | American | 17 Jan 2020 | |||||||
USD 0.0001 ordinary | Put Options | Purchased | -32,400 | 145.0000 | American | 18 Jan 2019 | |||||||
USD 0.0001 ordinary | Put Options | Purchased | -2,500 | 130.0000 | American | 20 Apr 2018 | |||||||
USD 0.0001 ordinary | Put Options | Purchased | -3,900 | 170.0000 | American | 18 May 2018 | |||||||
USD 0.0001 ordinary | Put Options | Purchased | -6,700 | 150.0000 | American | 18 Jan 2019 | |||||||
USD 0.0001 ordinary | Put Options | Purchased | -16,600 | 150.0000 | American | 20 Apr 2018 | |||||||
USD 0.0001 ordinary | Call Options | Written | -78,000 | 175.0000 | American | 20 Apr 2018 | |||||||
USD 0.0001 ordinary | Call Options | Written | -100 | 105.0000 | American | 17 Jan 2020 | |||||||
USD 0.0001 ordinary | Call Options | Written | -100 | 160.0000 | American | 4 May 2018 | |||||||
USD 0.0001 ordinary | Call Options | Written | -100 | 158.0000 | American | 4 May 2018 | |||||||
USD 0.0001 ordinary | Put Options | Purchased | -200 | 170.0000 | American | 15 Jun 2018 | |||||||
USD 0.0001 ordinary | Put Options | Purchased | -400 | 165.0000 | American | 17 Jan 2020 | |||||||
USD 0.0001 ordinary | Put Options | Purchased | -400 | 160.0000 | American | 15 Jun 2018 | |||||||
USD 0.0001 ordinary | Put Options | Purchased | -500 | 150.0000 | American | 17 Jan 2020 | |||||||
USD 0.0001 ordinary | Put Options | Written | 20,000 | 160.0000 | American | 16 May 1917 | |||||||
USD 0.0001 ordinary | Put Options | Written | 10,000 | 140.0000 | American | 17 Jan 2020 | |||||||
USD 0.0001 ordinary | Call Options | Purchased | 7,700 | 185.0000 | American | 27 Apr 2018 | |||||||
USD 0.0001 ordinary | Put Options | Written | 9,902 | 110.0000 | American | 18 Jan 2019 | |||||||
USD 0.0001 ordinary | Call Options | Purchased | 6,700 | 160.0000 | American | 20 Apr 2018 | |||||||
USD 0.0001 ordinary | Call Options | Purchased | 3,900 | 250.0000 | American | 15 Jun 2018 | |||||||
USD 0.0001 ordinary | Call Options | Purchased | 3,200 | 155.0000 | American | 18 May 2018 | |||||||
USD 0.0001 ordinary | Call Options | Purchased | 2,700 | 160.0000 | American | 17 Jan 2020 | |||||||
USD 0.0001 ordinary | Put Options | Written | 1,100 | 220.0000 | American | 18 Jan 2019 | |||||||
USD 0.0001 ordinary | Call Options | Purchased | 1,000 | 145.0000 | American | 20 Apr 2018 | |||||||
USD 0.0001 ordinary | Call Options | Purchased | 800 | 190.0000 | American | 18 Jan 2019 | |||||||
USD 0.0001 ordinary | Call Options | Purchased | 700 | 210.0000 | American | 15 Jun 2018 | |||||||
USD 0.0001 ordinary | Call Options | Purchased | 600 | 195.0000 | American | 18 Jan 2019 | |||||||
USD 0.0001 ordinary | Put Options | Written | 400 | 135.0000 | American | 20 Apr 2018 | |||||||
USD 0.0001 ordinary | Call Options | Purchased | 400 | 180.0000 | American | 15 Jun 2018 | |||||||
USD 0.0001 ordinary | Call Options | Purchased | 300 | 290.0000 | American | 18 Jan 2019 | |||||||
USD 0.0001 ordinary | Call Options | Purchased | 300 | 260.0000 | American | 18 May 2018 | |||||||
USD 0.0001 ordinary | Call Options | Purchased | 100 | 175.0000 | American | 17 Jan 2020 | |||||||
USD 0.0001 ordinary | Put Options | Purchased | -4,200 | 165.0000 | American | 18 Jan 2019 | |||||||
USD 0.0001 ordinary | Put Options | Purchased | -9,400 | 130.0000 | American | 18 Jan 2019 | |||||||
USD 0.0001 ordinary | Put Options | Purchased | -10,300 | 168.0000 | American | 20 Apr 2018 | |||||||
USD 0.0001 ordinary | Put Options | Purchased | -29,400 | 163.0000 | American | 20 Apr 2018 | |||||||
USD 0.0001 ordinary | Call Options | Written | -100 | 180.0000 | American | 17 Jan 2020 | |||||||
USD 0.0001 ordinary | Call Options | Written | -100 | 205.0000 | American | 18 May 2018 | |||||||
USD 0.0001 ordinary | Put Options | Purchased | -100 | 115.0000 | American | 15 Jun 2018 | |||||||
USD 0.0001 ordinary | Put Options | Purchased | -100 | 145.0000 | American | 18 May 2018 | |||||||
USD 0.0001 ordinary | Put Options | Purchased | -300 | 180.0000 | American | 15 Jun 2018 | |||||||
USD 0.0001 ordinary | Call Options | Written | -500 | 140.0000 | American | 18 Jan 2019 | |||||||
USD 0.0001 ordinary | Put Options | Purchased | -1,000 | 100.0000 | American | 18 Jan 2019 | |||||||
USD 0.0001 ordinary | Call Options | Written | -1,100 | 220.0000 | American | 17 Aug 2018 | |||||||
USD 0.0001 ordinary | Put Options | Purchased | -1,600 | 175.0000 | American | 18 Jan 2019 | |||||||
USD 0.0001 ordinary | Call Options | Written | -1,700 | 320.0000 | American | 18 Jan 2019 | |||||||
USD 0.0001 ordinary | Put Options | Purchased | -1,700 | 140.0000 | American | 17 Jan 2020 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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