Notification of Major Interest in Shares
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1. Identity of the issuer or the underlying issuer | Herencia Resources PLC | |||
2 Reason for the notification (please tick the appropriate box or boxes): | ||||
An acquisition or disposal of voting rights | x | |||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | ||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | ||||
An event changing the breakdown of voting rights | ||||
Other (please specify): | ||||
3. Full name of person(s) subject to the | The Australian Special Opportunity Fund LP | |||
4. Full name of shareholder(s) | Â Vidacos Nominees Limited as Custodian for The Australian Special Opportunity Fund, LP | |||
5. Date of the transaction and date on | October 30, 2017 | |||
6. Date on which issuer notified: | November 2, 2017 | |||
7. Threshold(s) that is/are crossed or | 20.51% to 21% | |||
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8. Notified details: | ||||||||||||||
A: Voting rights attached to shares viii, ix | ||||||||||||||
Class/type of
| Situation previous | Resulting situation after the triggering transaction | ||||||||||||
Number | Number | Number | Number of voting | % of voting rights x | ||||||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | ||||||||||
GB00B069DV22 | 1,851,881,731 | 1,851,881,731 | 1,981,881,731 | 1,981,881,731 | 2,194,428,000 | 21.95% | 24.30% | |||||||
B: Qualifying Financial Instruments | ||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||
Type of financial | Expiration | Exercise/ | Number of voting | % of voting | ||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||
Type of financial | Exercise price | Expiration date xvii | Exercise/ | Number of voting rights instrument refers to  | % of voting rights xix, xx  | |||||||||
  | Nominal | Delta | ||||||||||||
Total (A+B+C) | ||||||||||||||
Number of voting rights | Percentage of voting rights | |||||||||||||
1,981,881,731 | 21.95% | |||||||||||||
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9. Chain of controlled undertakings through which the voting rights and/or the | ||
 Lind partners, LLC, which is controlled by Mr Jeff Easton, is the manager of the Australian Special Opportunity Fund, LP. | ||
Proxy Voting: | ||
10. Name of the proxy holder: | ||
11. Number of voting rights proxy holder will cease | ||
12. Date on which proxy holder will cease to hold | ||
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14. Contact name: | Jeff Easton | |
15. Contact telephone number: | +1 (646) 395-3931 | |
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This information is provided by RNS